NDIS Audit Preparation Checklist

A working checklist for getting ready for an NDIS verification or certification audit. It sets out what to confirm with your auditor, what to review, and the evidence auditors typically ask to see.

What is inside:

• Pre-audit steps: confirm the audit type and scope, review policies, update registers, check screening clearances and insurances, brief workers
• Governance and registration: registration groups, key personnel, portal access, risk register, continuity plan, insurances
• 16 core policies, each with a current version and date column
• Participant records: signed agreements, support plans, progress notes, consent, rights information, emergency contacts
• Workforce: screening clearances and register, Code of Conduct induction, qualifications, training records
• Incidents and complaints: registers, reportable incidents, corrective actions
• Audit readiness summary

Good to know: this is a preparation tool. Evidence requirements depend on your registration groups, audit type and auditor, so confirm the list with your approved quality auditor. No checklist can guarantee an audit outcome.

• Reviewed against the current NDIS Rules, Practice Standards and Commission guidance
• Editable DOCX with a placeholder legend, so you enter your details once
• Instant download

These templates are general information, not legal advice. No template can guarantee registration or audit outcomes.