Compliance Policy and Procedure sample page preview

Compliance Policy and Procedure

$24.99
Instant download. One-time purchase. Fully editable Word (DOCX).

A compliance policy and procedure for NDIS providers. It sets out how the business identifies its legal, regulatory and NDIS obligations, monitors them, and responds when a gap or breach is found.

What is inside:

  • Four-part compliance framework: identify, monitor, respond and improve
  • Key obligations across NDIS, employment and WHS, privacy and finance
  • Obligations Register, reviewed at least annually
  • Compliance monitoring activities, including annual internal audits
  • Non-compliance response, with the director notified within 24 hours
  • Changes and events that must be notified to the NDIS Commission
  • Consequences of non-compliance and responsibilities
  • Compliance Obligations Register template

Good to know: obligations marked for registered providers only apply where the business is a registered NDIS provider.

  • Reviewed against the current NDIS Rules, Practice Standards and Commission guidance
  • Editable DOCX with a placeholder legend, so you enter your details once
  • Instant download

These templates are general information, not legal advice. No template can guarantee registration or audit outcomes.

Buying more than one template? This one is also in

On its own this template is $24.99. Each pack below includes it, plus the rest of the set.

Digital product. Because these are instant downloads, we do not offer refunds for change of mind once your files have been accessed. This does not affect your rights under the Australian Consumer Law. Bought the wrong pack? Contact us within 30 days and we will credit what you paid towards the right one. If you have a technical issue accessing your files, contact us and we will sort it out. See our refund policy.
Your responsibility. These are editable templates provided as a starting point, not legal, compliance or professional advice. You are responsible for reviewing each template, adapting it to your service, and making sure the information is current, accurate and appropriate for your circumstances and your state or territory before you rely on it. Moreton Regional Support Services is not liable for any loss, penalty or outcome arising from your use of these templates, and no template can guarantee NDIS registration, audit or compliance outcomes.